The regulatory environment is constantly changing. Old regulations are amended and new ones adopted. As a result, Regulatory Compliance Audits for Montgomery, Alabama insurance companies often turn to regulatory professionals to help assess and improve compliance programs.
Located in Pepperell MA, Lou Penn & Associates is the perfect compliance partner. With our team of regulatory professionals, and our proven Market Conduct Auditor® program, we help insurance and financial services companies around Montgomery, Alabama prepare for Regulatory Compliance Audits, market conduct exams and other needs. We offer:
- Extensive experience: With 20 years working for the New York, Florida, and Vermont state insurance departments, Lou Penn is a regulatory compliance expert. He’s been on both sides of audits and exams and can pinpoint what you need to do to enhance your programs.
- Industry knowledge: Lou Penn & Associates has provided regulatory compliance consulting for many leading health, annuity, property, and casualty insurers. We work with insurance companies of all sizes.
- Diverse services: Our team helps Montgomery, Alabama insurers with many regulatory compliance services, including compliance program design, mock market conduct exams and through Market Conduct Auditor, a popular web-based software program that simplifies the examination process.
Working with Lou Penn & Associates means you’ll have decades of expertise at your fingertips. If your Montgomery, Alabama company is preparing for a Regulatory Compliance Audit, call Lou Penn today at 1-866-458-4333 or fill out this form to get started.