Thanks for Joining Us in Hilton Head, SC!

Thanks for joining compliance expert, Lou Penn,
at the 2023 IRES Foundation National School on Market Regulation

“Take the Complicated Out of Compliance”
Tuesday, April 18, 12:30–1:00 PM
in the Drayton/Heyward Room
Westin Hilton Head Island Resort & Spa
2 Grasslawn Ave., Hilton Head Island, SC

Watch the video to see how simple your compliance research can be and schedule your one-on-one demo below.

Take the Complicated Out of Compliance

Do you want to know what issues a state market conduct examiner criticizes in their market conduct reports? Do you want to know how similar companies are getting fined for those criticisms? The Market Conduct Auditor® platform can save you time, money and resources by:

  • Easily searching violation data based on specific issues and area(s) you want to audit
  • Quickly find market conduct criticism(s) with violation language highlighted in yellow
  • Customize Excel reports for your company’s unique filings and procedures


Breakout session attendees will receive
50% off your first year’s subscription

Schedule a One-on-One Demo

Lou Penn & Associates, Inc.

Lou Penn & Associates, Inc.

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